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1.INTRODUCTIONAutonomous driving technology has become an important development direction in the field of global automotive and traffic engineering. Autonomous vehicles have great technical advantages in improving vehicle driving safety, avoiding traffic congestion, reducing environmental pollution and energy consumption[1]. In recent years, countries around the world have successively issued policies and regulations to provide guidance for the development of autonomous driving. The United States released the “AV4.0” strategic plan for autonomous vehicles in 2019, establishing the leading position of autonomous driving in the United States[2]. Since 2015, China has successively issued documents such as Made in China 2025, Technology Roadmap 2.0 for Intelligent Networked Vehicles, etc., in order to subsequently improve the research and development of technologies related to automatic driving and promote the future transformation of automobile industry. However, in the development stage of autonomous vehicles, it will take a long time from the development of autonomous driving systems to the full commercial operation of autonomous driving. The “mixed” situation of autonomous vehicles and manually driven vehicles is the only way for future traffic development, and a series of new safety issues will follow. According to the National Highway Traffic Safety Administration (NHTSA) Level 2 Automated Driving Accident Data Report, 392 accidents were associated with Level 2 ADS driver assistance systems in the 10-month period from July 1, 2021 to May 15, 2022[3]. Because autonomous driving has faster reaction time and shorter braking distance for unexpected situations, it often has some impact on the following vehicles behind. For example, due to the sudden deceleration and stopping of an autonomous vehicle when it encounters an obstacle, the driver of a manually driven vehicle behind may be unable to dodge and cause rear-end collision. The existing safety indicators can only be used for traditional manual driving vehicles, and there are deficiencies in the application of dangerous scenarios related to automatic driving. The utilization of automatic driving data and the objectivity of judgment, cannot reflect the characteristics of automatic driving vehicles, and cannot reasonably evaluate the safety of automatic driving vehicles and manual driving vehicles in the “mixed” scenario. Therefore, it is necessary to extract more targeted safety indicators for the accident risk scenarios of autonomous vehicles, so as to update the vehicle safety discrimination system to improve traffic safety. Autonomous vehicle test scenario construction technology is the core of autonomous driving safety test and evaluation. The existing researches mainly focus on two kinds of methods, one is based on combinatorial reasoning[4,5] and the other is data-driven test scenario construction[6-11]. Compared with combinatorial reasoning technology, data-driven technology is based on real world data, which is more authentic and applicable. For example, Davidse et al. [6] analyzed motorcycle collision scenarios based on real-world collisions. Char and Serre[10] used natural driving data to establish a database of risk scenarios involving cyclists. Lenard et al. [11] extracted vehicle-to-pedestrian (V2P) pre-collision scenarios and applied them to automatic emergency braking (AEB) pedestrian detection systems to prevent collisions with pedestrians. However, the current research mostly uses digital natural driving data, and the use of accident text report is not high. Automatic driving crash data is an important data source for extracting the operating limit scenarios of automatic driving. If key elements can be extracted from it to realize the simulation of typical risk scenarios, it will help researchers to improve their understanding of the mechanism of automatic driving accidents and put forward risk prevention suggestions. To sum up, in order to solve the safety problems existing in the control transfer between automation and human drivers and the interaction between automation and transportation system, it is critical to establish new safety evaluation indicators and study the traffic safety under the scene of “mixed driving” of automatic driving vehicles and manual driving vehicles. Therefore, aiming at the problem that automatic driving vehicle accidents occur frequently and have obvious characteristic differences with traditional traffic accidents, this study focuses on the automatic driving safety index extraction technology based on automatic driving crash data analysis and accident simulation reconstruction, and analyzes the risk mechanism of automatic driving accidents, and puts forward risk prevention suggestions. 2.EXTRACTION OF DANGEROUS SCENE ELEMENTS BASED ON CRASH REPORTSBased on the crash reports of autonomous vehicles published by the Department of Motor Vehicles (DMV) in California, the basic characteristics of autonomous vehicle crashes are analyzed. The typical dangerous scenes of accidents are classified, and the typical scene elements are extracted. 2.1Data preparationIn this paper, 401 accident reports from 2019 to 2023 were collected from the crash data source of autonomous vehicles published on the official website of California Motor Vehicle Administration[12]. The data cleaning rules are as follows: (1) Whether there is any major omission in the accident record. (2) Whether the autonomous vehicle was in automatic driving mode at the time of the accident. Finally, 197 valid autonomous vehicle accident records were obtained. A preliminary analysis of the accident data found that the manufacturers of autonomous vehicles in the accident report included: Apple, Argo AI, GM Cruise, Lyft, Mercedes-Benz, Pony, Waymo, Weride, Zoox. 21.8% of the accidents resulted in personal injury, and 78.1% of the accidents had no or only property damage. 64.5% of the collisions occurred at the rear of the vehicle, 21.5% at the rear of the vehicle, 6% at the middle of the vehicle, 15.5% at the front and 9% at the head of the vehicle. It can be seen from the damage of the car body in Figure 1 that the rear-end collision accident dominates. 2.2Classification of dangerous scenariosNHTSA 37 Preliminary Crash Scenarios is a set of vehicle crash test standards developed by the National Highway Traffic Safety Administration (NHTSA) to evaluate the safety performance of vehicles[13]. The test standard divides the common road scenarios into 37 categories, and tests the collisions and the dynamic characteristics of the vehicle during the collision under each category of scenarios. In recent years, with the development of autonomous driving technology, NHTSA 37 pre-crash scenario classification has also been applied to evaluate the safety performance of autonomous vehicles. This is because autonomous vehicles need to make the right decisions and ensure the safety of surrounding vehicles in a variety of road and traffic conditions, so the testing of NHTSA 37 pre-crash scenario classification can provide guidance and support for the development of autonomous vehicles. To identify typical hazard scenarios for autonomous vehicles, 197 crash records were matched to the NHTSA Class 37 pre-crash scenario classification. The matching is based on the structured and unstructured information in the crash record, including the text description of the crash, the vehicle state at the time of the accident, the vehicle dynamics before the collision and the collision type. The classification results are shown in Table 1. It can be seen that the top two occurrence frequencies of typical dangerous scenarios of automatic driving are Lead Vehicle Stopped and Following Vehicle Making a Maneuver respectively. Table 1.Classification results of dangerous scenarios.
2.3Extraction of Dangerous Scene ElementsIn order to further build the simulation model of typical dangerous scenes of autonomous driving, it is also necessary to analyze the crash-related factors and determine the typical scene elements that have significant influence on the crash. In this study, random forest algorithm is selected to extract typical scene elements by regression with crash-related influencing factors as independent variables and crash casualties as dependent variables. Random Forest is an ensemble learning-based algorithm that performs regression tasks by building multiple decision trees and integrating their predictions[14]. In a random forest, each decision tree is independent and trained on randomly selected subsamples, which effectively reduces the risk of overfitting. The results are shown in Table 2. Table 2.Importance of random forest regression features.
According to the results of random forest regression analysis, the typical scenario factors affecting the severity of accidents that the importance is more 5.0% are: pre-collision vehicle movement, location of vehicle damage, extent of vehicle damage, manufacturer, type of collision, weather and lighting conditions. 3.SIMULATION DESIGN OF TYPICAL DANGEROUS SCENARIOS BASED ON CARLAIn order to further evaluate the safety of autonomous vehicles, this study uses CARLA autonomous driving simulation platform to construct two typical risk scenarios for simulation experiments, which provides data support for the subsequent extraction of safety indicators and risk analysis of typical risk scenarios of autonomous driving. CARLA is an open source simulator dedicated to autonomous driving research, providing rich 3D urban environments, various vehicles and various traffic scenarios, which is very popular among automobile manufacturers, researchers and machine learning algorithm developers. According to the above classification of typical dangerous scenarios of automatic driving in the crash report and extraction of typical scene elements, it is obtained that the dangerous scenarios with the top two occurrence frequencies are Lead Vehicle Stopped and Following Vehicle Making a Maneuver. Because the typical scene appears in the road intersection position, its main cause factor is related to the signal light change. In reality, the “yellow light” problem is the intersection accident high incidence factor, so this study combined with the actual situation of the intersection “yellow light” problem to build a typical dangerous scene for simulation. The “yellow light” scene requires the autonomous vehicle to sense the surrounding environment and make reasonable predictions and judgments, which is an important scene to effectively test the reliability and safety of autonomous driving technology. Finally, the two scenarios constructed in this study are as follows:
3.1Dangerous scenario simulation SettingsIn the scene of Lead Vehicle Stopped, a simulation control flow is set as follows: Both the front and rear vehicles drive at the intersection with the given accelerator. When the two vehicles approach, the signal light turns yellow, the front vehicle (self-driving vehicle) brakes immediately, and the rear vehicle (manual driving vehicle) avoids. The CARLA simulation scenario is shown in Figure 2. In the scene of Following Vehicle Making a Maneuver, the simulation control flow is set as follows: Both the front and rear vehicles drive at the given accelerator at the intersection position. When the two vehicles approach, the signal light turns yellow, the front vehicle (autonomous vehicle) still drives at the original speed, and the rear vehicle (manual driving vehicle) turns right. The CARLA simulation scenario is shown in Figure 3. 3.2Simulation output designIn order to realize the subsequent extraction of safety indicators and risk analysis, two output modules are set in this study. Collision detection module: The vehicle position in CARLA is represented by the coordinates in the three directions of the vehicle chassis. Therefore, the check_collision function is defined in this study, and the Euclidean distance is used to detect whether the vehicle collides. The Euclidean distance represents the true distance between two points in a dimensional space and is calculated as follows: Where n is the coordinate dimension; and xi are the coordinate value. Vehicle distance and speed output module: In order to extract safety indicators, the speed and position information of the vehicle will be output during each execution cycle 0.1s. 4.SAFETY ASSESSMENT INDICATORS AND RISK ANALYSIS OF AUTONOMOUS VEHICLES4.1Safety assessment indicatorsAs an open source simulator dedicated to autonomous driving research, CARLA can provide speed and distance information accurate to 0.1 seconds, which is difficult to obtain by traditional conflict research methods. Since speed and distance are both important to measure traffic safety, and in the study of traffic accidents relative speed and distance can reflect the risk and severity of accidents more intuitively. Thus this study selects the calculated relative speed and diatance of the front and rear vehicles as the safety assessment index. Furthermore, in the research of traffic conflict technology, TTC has been proved to be an effective means to measure the severity of traffic conflict and to distinguish critical behavior from normal behavior. TTC is one of the indicators for evaluating the driving safety of vehicles. Under the same driving conditions, the larger the value of TTC, the safer the vehicle is [15]. Therefore, TTC is also selected as the safety assessment indicator. The calculation formular is: Where Δd is the relative distance between the front and rear vehicles; Δv is the relative speed of the front and rear vehicles. A lower TTC value indicates a more dangerous situation. 4.2Risk analysis of the scene ‘Lead Vehicle Stopped’In the simulation experiment of the scene ‘Lead Vehicle Stopped’, according to the yellow light duration and the urban road speed limit of 30km/h-60km/h, two kinds of following distance of 15m and 20m are selected to carry out the experiment. By changing the different acceleration distance, the vehicle has different initial velocity when reaching the specified following distance. After calculation, the simulation results of the braking scenario of the preceding vehicle are shown in Figure 4 and 5. Different curves represent different initial speeds at the specified following distance in the current experiment. According to the experimental results, in the ‘Lead Vehicle Stopped’ scenario, the change trend of relative speed, relative distance and TTC of the two vehicles is roughly the same when the following distance is 15m and 20m, but the vehicle collision risk when the following distance is 15m is significantly higher than that when the following distance is 20m. When the following distance is 15m, the relative distance between the two vehicles decreases faster with the increase of the initial speed of the following vehicle, and the TTC value is almost always within the range of less than 1.5. When the initial speed of the following vehicle is less than 16.5m/s, the following vehicle can successfully avoid collision with the preceding vehicle by means of lane change and sudden braking. When the initial speed of the following vehicle is greater than 16.5m/s, the TTC value will always be within the range of 0.6, and will continue to decrease with the increase of time. At this time, the following vehicle cannot avoid collision with the preceding vehicle regardless of the way of lane change or sudden braking. It should be noted that, since the default vehicle length in this experiment is 4.5m, when the initial speed of the following vehicle is between 13.1m/s and 16.5m/s, even if the following vehicle can take measures to change lanes or brake in time to avoid collision with the preceding vehicle, the minimum distance between the two workshops is still less than 2m, so collision is still likely to occur according to the difference in the length of the vehicle body in reality. At a following distance of 20m, the TTC value is almost always in the range of 0.5 to 2.0, and the collision risk is significantly lower than at a following distance of 15m. When the initial speed of the following vehicle is in the range of 8.2m/s~16.3m/s, the following vehicle can always avoid collision with the preceding vehicle by steering and braking. The minimum distance between the two workshops is always greater than 4m, that is, about one vehicle length, which is lower than that when the following distance is 15m. To sum up, at the end of the simulation test of the ‘Lead Vehicle Stopped’ scenario, the distance between the two vehicles is smaller when the initial following distance is 15m than that when the initial following distance is 20m, and the risk of accident is greater. It can be seen that when the following distance is 20m, the following vehicle can have longer reaction and operation time, and can better respond to the sudden behavior of the autonomous vehicle in front. 4.3Risk analysis in rear turning scenarioIn the simulation experiment of Following Vehicle Making a Maneuver scene, the following distance of 15m and 20m is also selected to carry out the experiment. By changing the different acceleration distance, the vehicle has different initial velocity when it reaches the specified following distance. After calculation, the simulation results of the braking scenario of the preceding vehicle are shown in Figure 6 and 7. According to the experimental results, in the scene of ‘Following Vehicle Making a Maneuver’, the change trend of relative speed, relative distance and TTC of the two vehicles is roughly the same when the following distance is 15m and 20m, but the collision risk of the vehicle with the following distance of 15m is still significantly higher than that of the vehicle with the following distance of 20m. When the following distance is 15m, the relative distance between the two vehicles decreases faster with the increase of the initial speed of the following vehicle, and the TTC value is almost always within the range of less than 2.0. When the initial speed of the following vehicle is less than 12.5m/s, the following vehicle can turn successfully and does not collide with the preceding vehicle. However, when the initial speed of the following vehicle is greater than 12.5m/s, the TTC value will always be within the range of 0.8, and the probability that the following vehicle can successfully turn is very small, and effective avoidance cannot be achieved within 0.8 seconds, so it is almost inevitable to collide with the preceding vehicle. At a following distance of 20m, the TTC value is almost always in the range above 1.0, and the collision risk is significantly lower than at a following distance of 15m. When the initial speed of the following vehicle is above 12.5m/s under the two following distances, the vehicle with the following distance of 20m can also successfully avoid collision with the preceding vehicle by braking, and the minimum distance between the preceding and the following vehicles is always greater than 5m, so the collision risk is low. Therefore, in the Following Vehicle Making a Maneuver scenario, the rear vehicle with an initial following distance of 20m can better control the speed and distance between vehicles when steering, and the reaction time for braking action is longer, and the risk of accident is significantly lower than that of the front vehicle with an initial following distance of 15m. 5.CONCLUSIONIn order to improve the safety of autonomous vehicles, this paper proposes a framework of safety assement for autonomous vehicles based on crash reports and Carla Simulation. 197 crash reports of autonomous vehicles are selected from California Department of Motor Vehicles and used for autonomous driving hazard scenario extraction. A random forest model is used to identify key elements of typical autonomous vehicle accident scenarios. Two typical hazard scenarios are simulated with CARLA platform. The research results show that in the Lead Vehicle Stopped scenario, when the following vehicle is 15 meters away from the front vehicle, the risk of collision is extremely high when the initial speed of the following vehicle is greater than 13.1 m/s. In the Following Vehicle Making a Maneuver scenario, when the initial speed of the following vehicle is greater than 12.5 m/s, the risk of collision with the front vehicle is also extremely high. The results can provide support for the safety evaluation of autonomous driving and the improvement of autonomous driving system. Autonomous vehicles shall be linked with other intelligent transportation facilities, and timely warning shall be given to surrounding vehicles in case of emergencies, so as to continuously improve the road condition identification and safety management. In the future work, more harzard scenarios should be simulated and more elements can be considered in the simulation. ACKNOWLEDGMENTThis work is supported by the Opening Project of Key Laboratory of Technology on Intelligent Transportation System, Ministry of Transport, Beijing, China (F20221554). REFERENCESLi K, Dai Y, Li S and Bian M.,
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